2Point0 Financial, LLC is an Investment Advisor registered with the State(s) of Indiana. All views, expressions, and opinions included in this communication are subject to change. This communication is not intended as an offer or solicitation to buy, hold or sell any financial instrument or investment advisory services. Any information provided has been obtained from sources considered reliable, but we do not guarantee the accuracy, or the completeness of, any description of securities, markets or developments mentioned.
We may, from time to time, have a position in the securities mentioned and may execute transactions that may not be consistent with this communication's conclusions.
Please contact us at (330) 442-0379 if there is any change in your financial situation, needs, goals or objectives, or if you wish to initiate any restrictions on the management of the account or modify existing restrictions.
Additionally, we recommend you compare any account reports from 2Point0 with the account statements from your Custodian.
Please notify us if you do not receive statements from your Custodian on at least a quarterly basis. Our current disclosure brochure, Form ADV Part 2, is available for your review upon request, and on our website, This disclosure brochure, or a summary of material changes made, is also provided to our clients on an annual basis.
2Point0 Financial, LLC recognizes that our relationships with current and prospective clients are based on integrity and trust. We work hard to maintain your privacy and to preserve the private nature of our relationship with you. We place the highest value on the information you share with us. 2Point0 Financial, LLC will not disclose your personal information to anyone unless it is required by law or at your direction. We will not sell your personal information. 2Point0 Financial, LLC will provide this privacy statement to all clients annually. We want our clients to understand what information we collect, how we use it, and how we protect your personal information.
Why We Collect Your Information
We gather information about you so that we can:
• Help design and implement the investment and planning related services we provide you; and
• Comply with the Federal and State laws and regulations that govern us.
What Information We Collect and Maintain
We may collect the following types of “nonpublic personal information” about you:
• Information from our initial meeting or subsequent consultations about your identity, such as your name, address, social security number, date of birth, and financial information.
• Information that we generate to service your financial needs.
• Information that we may receive from third parties with respect to your financial profile.
What Information We Disclose
We are permitted by law to disclose nonpublic information about you to unaffiliated third parties in certain circumstances. For example, in order for us to provide planning or investment management services to you, we may disclose your personal information in limited circumstances to various service providers, such as our clearing firm or independent contractors hired by 2Point0 Financial, LLC. If a Financial Planner leaves 2Point0 Financial, LLC to join another firm, he or she may be permitted to retain copies of client information so that they can assist with the transfer of client accounts and continue to serve the client at their new firm.
“Opting-Out” of Third-Party Disclosures: If you do not want your Financial Planner to retain copies of your client sensitive information when he or she leaves us to join another firm, you may contact us by calling 317-854-5656. Otherwise, 2Point0 Financial, LLC will not disclose any personal information about you or your account(s) unless one of the following conditions is met:
• We receive your prior written consent; or
• We have documentation that the recipient is your authorized representative; or
• We are required by law to disclose information to the recipient
Arrangements with companies or independent contractors not affiliated with 2Point0 Financial, LLC will be subject to confidentiality agreements.
How We Protect Your Personal Information
Privacy has always been important to 2Point0 Financial, LLC. We restrict and limit access to client information only to those who need to carry out their business functions. We educate employees about safeguarding client information and preventing its unauthorized access, disclosure, or use. Employees will be required to acknowledge their acceptance and understanding of the privacy policy in writing. We maintain physical, electronic, and procedural safeguards to protect your confidential personal information.
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